YOUR BUSINESS AUTHORITY
Springfield, MO
YOUR BUSINESS AUTHORITY
Springfield, MO
Wells Fargo Advisors agreed to pay a $7 million settlement to the U.S. Securities and Exchange Commission.
The SEC alleged the broker-dealer arm of Wells Fargo & Co. failed to timely file 34 suspicious activity reports between April 2017 and October 2021.
The reports are designed to deter money laundering.
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