SPRINGFIELD AREA STOCK & BOND BROKERAGES

Researched by: SARA PHILLIPS

8 Great Southern Investments Emphasis on stocks, bonds, 1451 E Battlefield 9 1 Mike mutual funds, insurance None BHC Securities Springfield 1988 888-4440 / 888-4433 14 25 Bennitt products and asset management 9 Heim and Young Securities Inc 1256 E Kingsley 7 1 Dennis Heim, Investments and retirement None National Financial Springfield 1996 882-7283 / 883-6315 16 1 Dean Young planning 10 Penrod & Co Financial Service 574 State Hwy 248, Ste 4, Branson 5 1 Don Full-service with emphasis on estate None RPR Branson 1987 334-3455 / n/a 7 1 Penrod and financial planning Clearing 11 NationsBanc Investment 4 4

Services* 6 110 ? 117 Park Central Square 1 Jim Full-service investment and Numerous state municipal bonds Dean Witter Charlotte 1988 227-6478 / 227-6877 2 Lumpe financial planning services ? 710 W Sunshine 1 Steve 227-6292 / n/a 2 Loyd

? 2940 S Glenstone 1 Gretchen

227-6869 / n/a 2 Cliburn

? 2540 E Sunshine 1 Donald

227-6869 / n/a 1 Davis

12 Charles Schwab & Co* All investment services including San 1300 E Republic Road 3 1 John options, no-load mutual funds, research Full-service discount brokerage, Self Francisco 1992 881-2720 / 891-2266 3 270 Sturtevant and asset management, web trading deep discount online trading CA 1974 13 Birchtree Financial Services 2055 S Stewart, Ste D 2 2 Carl Full-service discount brokerage None RPR Kansas City 1988 889-1113 / 881-1771 3 200 Smith Clearing 1984 13 Scottsdale Securities Inc Discount Stock, 2200 E Sunshine, Ste 390 2 1 Allen listed corporate bonds, None: discount broker only Self St Louis 1987 886-3632 / 886-7307 2 71 Sorey Internet trading 1980 13 Scout Brokerage Services Inc 1150 E Battlefield 2 1 Jess Tomlin, Full-service discount brokerage, stocks, None National Financial Kansas City 1983 887-5855 / 887-1808 2 55 Chad Young bonds, mutual funds, annuities 1983 16 Ozark Mountain Bank 400 S Commercial, Branson 1 1 Daniel All brokerage services except options, Full-service discount brokerage BHC Jefferson 1984 334-4125 / 334-5428 2 12 Renfrow commodities and underwiritng Securities City

16 Linsco/Private Ledger Full-service broker, options trading,

1736 E Sunshine 1 2 Neal emphasis on long term, retirement plans, None Pershing San Diego 1987 882-2215 / 882-8146 1 1,871 Nickels insurance products, asset management CA 1968

Ranked by number of local licensed (Series 7) brokers. * Member New York Stock Exchange. 1These numbers include the third location's totals. The third address for First Springfield Securities was not available by press time. The above list of the area's stock brokerage firms was compiled from data provided by individual company representatives. Some firms deserving mention may have been omitted due to a lack of information, space or deadline restrictions. [[In-content Ad]]