SPRINGFIELD AREA STOCK & BOND BROKERAGES

Name Local Lic Offices Head of Recent Yr Estb Address Brokers Local Local Services Underwritings Managed Clearing National Local Telephone / Fax Tot Staff Total Office Offered Remarks House Hdqtrs Natl

1 AG Edwards & Sons* Southwestern Bell Notes, Championship 1625-A E Primrose 26 4 Dave Stocks, bonds, mutual funds, Auto Racing, MO Student Loan Authority Self St Louis 1974 883-6680 / 883-9738 40 594 Burnette commodities, trust services Satellite offices in Hollister, Lebanon & Bolivar 1887 2 Midwest Discount Brokers Inc* 1520 E Primrose 21 1 Dana Peterson, Full-service discount brokerage, NASDAQ market makers, Southwest Springfield 1992 521-6324 / 520-6329 30 21 Gary DeWeese stocks, bonds, mutual funds, annuities original research Securities 1992

3 Merrill Lynch Pierce Fenner & Smith* Full-service investment and financial One Corporate Center 17 1 Mark planning services, business financial services, Numerous stock and bond, Self New York 1979 881-0188 / 881-8583 26 800 Nelson real estate, trust services foreign and domestic NY 1886 4 First Springfield Securities 141 2 Full-service investment Investors Preferred is legally a branch of 1736 E Sunshine, Ste 100 441 9 Don and financial First Springfield, but is independently RPR Springfield 1990 882-5544 / 882-6864 Radle planning services owned and operated Clearing ? Investors Preferred 1736 E Sunshine, Ste 204 1 Gale Emphasis on long-term and 1991 883-0990 / n/a 1 Wickell planning aspects

5 Smith Barney* The Dial Corp, Sylvan Learning Systems, 1535 E Primrose, Ste D 12 1 Chuck Stocks, bonds, CDs, insurance, money Fort James Corp, Safeway, Self New York 1952 882-7150 / 882-9744 22 430 Whittom managers, mutual funds, retirement plans Dollar Thrifty NY 1871 6 Stifel Nicolaus & Co* Numerous municipal bond offerings 1935 E Battlefield, Ste C 11 1 William T Full-service investment and in the Midwest Self St Louis 1987 886-2855 / 886-9806 15 43 Woolsey financial planning services One satellite office 1890

6 Edward Jones* 11 11

22 3900 Full-service investment and ? 1701-P W Sunshine 1 Tom financial planning services; SMSU Auxilary Enterprise System, SMSU Self St Louis 1974 863-7838 / 888-892-0508 2 Castor no options, commodities Revenue Bonds, Highway 179 Transportation 1871 ? 558 Mt Vernon St, Nixa 1 Debbie or penny stocks Corp (MO) Highway Revenue Bonds, State 725-0414 / n/a 2 Lee Environmental Improvement and Energy

? 309B W Hwy 60, Republic 1 Greg Resources Authority Revenue Bonds, Health

732-1151 / n/a 2 Macchi and Education Facilities Authority of the State

? 2740 S Glenstone, Ste 203 1 Tim of Missouri Revenue Bonds, Missouri Housing

882-7880 / n/a 2 Borman Development Commission Mortgage Revenue

? 3068 S Fremont 1 Dave Bonds, Southwestern Bell Senior Notes,

882-9696 / n/a 2 Luetkemeyer hospital and waterworks-Sedalia

? 1730 E Republic Rd, Ste Y 1 Stan

882-2040 / 888-369-1795 2 Arnoldy

? 2003 E Sunshine, Ste C 1 Greg

881-5358 / n/a 2 DeLong

? 3003 E Chestnut, Ste 300 1 Gary

831-8100 / n/a 2 Gift

? 4157 S Scenic 1 Darron

889-5170 / n/a 2 Hemann

? 755 N 20th St, Diamond Ctr 1 Bill

581-8011 (Ozark) / n/a 2 Phillips

? 1300 E Sunshine, Ste B 1 Dave

881-4350 / n/a 2 Bosso

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