YOUR BUSINESS AUTHORITY
Springfield, MO
YOUR BUSINESS AUTHORITY
Springfield, MO
JPMorgan Chase & Co.'s brokerage arm agreed to $200 million in fines.
An investigation found the company failed to keep track of employees' use of personal messaging apps, such as WhatsApp, that circumvented record-keeping requirements.
A $125 million fine from the Securities and Exchange Commission is the largest ever for a breach of rules requiring brokerages to retain most communications.
Read more from The Wall Street Journal.
This installment of Springfield Business Journal’s Architects & Engineers Project Report showcases 26 endeavors by area design and engineering professionals.
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